Nilesh Dubey has been appointed as Vice President – Compliance at Neo Asset Management Pvt. Ltd., marking an important step in his career within the asset management and financial services sector. In this role, he will be responsible for leading the firm’s compliance strategy, with a focus on alternative investment funds (AIFs), portfolio management services (PMS), and offshore structures.
His mandate includes strengthening governance frameworks and ensuring that the organization’s operations remain aligned with evolving regulatory standards. He will also play a key role in reinforcing a strong compliance culture while supporting the firm’s growth in a highly regulated environment.
Before joining Neo Asset Management, Dubey served as Assistant Vice President – Compliance at 360 ONE Asset, where he was involved in overseeing regulatory compliance and governance processes. Prior to that, he worked as Senior Manager at Axis Mutual Fund, contributing to compliance management and regulatory adherence across business functions.
Earlier in his career, he held the position of Manager at Avendus Capital Private Limited, where he was responsible for compliance across AIFs, PMS, and offshore structures, gaining hands-on experience in managing complex regulatory frameworks.
He also worked with DSP BlackRock Mutual Fund as Manager, where he further developed his expertise in compliance, risk management, and regulatory oversight within the mutual fund industry.
With a strong background spanning multiple leading financial institutions, Nilesh Dubey brings deep expertise in corporate governance, compliance strategy, and risk management. His appointment reflects Neo Asset Management’s focus on strengthening its compliance infrastructure and ensuring robust regulatory alignment as it continues to grow.
